l9n/ Mississippi

2017 Regular Session

House Bill 1002

Securities law; certain failures to supervise individuals are considered as multiple violations of.

Did not become law. It stopped in the Senate's Business and Financial Institutions Committee on February 28, 2017. The 2017 session has ended.

What it does

The synopsis the Legislature published with the bill.

AN ACT TO AMEND SECTION 75-71-412, MISSISSIPPI CODE OF 1972, TO PROVIDE THAT FOR THE PURPOSES OF TAKING DISCIPLINARY ACTION AGAINST BROKER-DEALERS, AGENTS AND INVESTMENT ADVISORS UNDER THE MISSISSIPPI SECURITIES ACT OF 2010, FAILURE TO SUPERVISE FOR PERIODS OF TWELVE MONTHS AND FAILURE TO SUPERVISE MORE THAN ONE PERSON AT A TIME WILL BE CONSIDERED AS SEPARATE VIOLATIONS; TO AMEND SECTION 75-71-701, MISSISSIPPI CODE OF 1972, TO PROVIDE THAT THE TIME LIMITATION ON BRINGING ACTIONS TO ENFORCE LIABILITIES UNDER THE PREDECESSOR SECURITIES ACT DO NOT APPLY TO A CIVIL ENFORCEMENT ACTION OR AN ADMINISTRATIVE ENFORCEMENT ACTION INSTITUTED BY THE SECRETARY OF STATE UNDER CERTAIN SECTIONS; AND FOR RELATED PURPOSES.

Sponsors

Who carried the bill in each chamber, and who signed on. Each name leads to the member's page.

In the House of Representatives

1 co-sponsor

Kathy Sykes

Its course

January 16 to February 28, 2017, on one scale. In the top row each mark is a day something happened; taller marks are busier days.

Each committee stop sits inside its chamber.

Every action6 actions on 6 days

In the House of RepresentativesJan 16 to Feb 217 days

Banking and Financial ServicesJan 16 to Jan 3115 days

In the SenateFeb 2 to Feb 28 · stopped26 days

Business and Financial InstitutionsFeb 20 to Feb 28 · stopped8 days

Text

Each version as the Legislature printed it.

l9n doesn't hold this bill's text yet.

What happened

In l9n's words, one line for each step. Every action as the Legislature published it is below.

In the House of Representatives Jan 16 – Feb 2

  1. Jan 16Referred to the House committee on Banking and Financial Services
  2. Jan 31Reported from committee in the House: title sufficient, do pass
  3. Feb 2Passed the House

In the Senate Feb 3 – Feb 28

  1. Feb 3Sent to the Senate
  2. Feb 20Referred to the Senate committees on Business and Financial Institutions and on Appropriations
  3. Feb 28Died in committee in the Senate
All 6 actions, as published
  1. Jan 16Referred To Banking and Financial ServicesHouse of Representatives
  2. Jan 31Title Suff Do PassHouse of Representatives
  3. Feb 2PassedHouse of Representatives
  4. Feb 3Transmitted To SenateHouse of Representatives
  5. Feb 20Referred To Business and Financial Institutions;AppropriationsSenate
  6. Feb 28Died In CommitteeSenate