l9n/ Mississippi

2009 Regular Session

House Bill 781

Mississippi Securities Act; revise.

Became law as Chapter 528, Laws of 2009, signed April 13, 2009, 84 days after it was filed.

What it does

The synopsis the Legislature published with the bill.

AN ACT TO ENACT THE MISSISSIPPI SECURITIES ACT OF 2009 TO BE CODIFIED IN TITLE 75, CHAPTER 71, MISSISSIPPI CODE OF 1972; TO PROVIDE FOR A SHORT TITLE; TO PROVIDE FOR DEFINITIONS; TO PROVIDE FOR ELECTRONIC RECORDS AND SIGNATURES; TO PROVIDE FOR EXEMPTIONS FROM REGISTRATION OF SECURITIES; TO PROVIDE FOR REGISTRATION OF SECURITIES AND NOTICE OF FILING OF FEDERAL COVERED SECURITIES; TO PROVIDE FOR DENIAL, SUSPENSION, OR REVOCATION OF SECURITIES REGISTRATION; TO PROVIDE FOR REGISTRATION OF BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES, AND FEDERAL COVERED INVESTMENT ADVISERS; TO PROVIDE FOR TERMINATION OR TRANSFER OF EMPLOYMENT OF INVESTMENT ADVISERS; TO PROVIDE FOR SUCCESSION, CHANGE, OR WITHDRAWAL OF REGISTRATION; TO PROVIDE FOR FILING FEES AND POSTREGISTRATION REQUIREMENTS; TO PROVIDE FOR FRAUD AND LIABILITIES; TO PROVIDE FOR PROHIBITED CONDUCT IN PROVIDING INVESTMENT ADVICE; TO PROVIDE FOR FILING OF SALES AND ADVERTISING LITERATURE; TO PROVIDE FOR QUALIFIED IMMUNITY AND CIVIL AND CRIMINAL PENALTIES; TO PROVIDE FOR RESCISSION OFFERS; TO PROVIDE FOR ADMINISTRATIVE AND JUDICIAL REVIEW; TO PROVIDE FOR INVESTIGATIONS AND SUBPOENAS; TO PROVIDE FOR UNIFORMITY AND COOPERATION WITH OTHER AGENCIES; TO PROVIDE FOR JURISDICTION AND SERVICE OF PROCESS; TO PROVIDE APPLICABILITY; TO MAKE TRANSITION PROVISIONS; TO REPEAL SECTIONS 75-71-101 THROUGH 75-71-735, MISSISSIPPI CODE OF 1972, WHICH CONSTITUTES THE MISSISSIPPI SECURITIES ACT; AND FOR RELATED PURPOSES.

Sponsors

Who carried the bill in each chamber, and who signed on. Each name leads to the member's page.

In the House of Representatives

1 co-sponsor

Jeffrey S. Guice

Its course

January 19 to April 13, 2009, on one scale. In the top row each mark is a day something happened; taller marks are busier days.

Each committee stop sits inside its chamber.

Every action20 actions on 17 days

In the House of RepresentativesJan 19 to Feb 517 days

Banking and Financial ServicesJan 19 to Jan 278 days

In the SenateFeb 5 to Mar 427 days

Business and Financial InstitutionsFeb 10 to Feb 2616 days

Back in the House of RepresentativesMar 4 to Apr 128 days

With the GovernorApr 1 to Apr 1312 days

Amendments

Each amendment offered, and what became of it.

  • House of Representatives committee amendmentAdopted

    Adopted Feb 5

  • Senate committee amendmentAdopted

    Adopted Mar 4

Text

Each version as the Legislature printed it.

l9n doesn't hold this bill's text yet.

What happened

In l9n's words, one line for each step. Every action as the Legislature published it is below.

In the House of Representatives Jan 19 – Feb 5

  1. Jan 19Referred to the House committee on Banking and Financial Services
  2. Jan 27Reported from committee in the House: title sufficient, do pass as amended
  3. Feb 5Amended in the House
  4. Passed the House as amended

In the Senate Feb 9 – Mar 4

  1. Feb 9Sent to the Senate
  2. Feb 10Referred to the Senate committee on Business and Financial Institutions
  3. Feb 26Reported from committee in the Senate: title sufficient, do pass as amended
  4. Mar 4Amended in the Senate
  5. Passed the Senate as amended

Back in the House of Representatives Mar 6 – Apr 1

  1. Mar 6Returned to the House to concur in the Senate's amendments
  2. Mar 9Declined in the House to concur, and invited a conference
  3. Mar 11Conferees named in the House: Walley, Norquist and Turner
  4. Mar 18Conferees named in the Senate: Jackson (15th), Montgomery and Jones
  5. Mar 25Conference report filed in the House
  6. Conference report filed in the Senate
  7. Mar 26Conference report adopted in the House
  8. Mar 27Conference report adopted in the Senate
  9. Apr 1Enrolled bill signed in the House

To the Governor Apr 2 – Apr 13

  1. Apr 2Enrolled bill signed in the Senate
  2. Apr 13Approved by the Governor
All 20 actions, as published
  1. Jan 19Referred To Banking and Financial ServicesHouse of Representatives
  2. Jan 27Title Suff Do Pass As AmendedHouse of Representatives
  3. Feb 5AmendedHouse of Representatives
  4. Feb 5Passed As AmendedHouse of Representatives
  5. Feb 9Transmitted To SenateHouse of Representatives
  6. Feb 10Referred To Business and Financial InstitutionsSenate
  7. Feb 26Title Suff Do Pass As AmendedSenate
  8. Mar 4AmendedSenate
  9. Mar 4Passed As AmendedSenate
  10. Mar 6Returned For ConcurrenceSenate
  11. Mar 9Decline to Concur/Invite ConfHouse of Representatives
  12. Mar 11Conferees Named Walley,Norquist,TurnerHouse of Representatives
  13. Mar 18Conferees Named Jackson (15th),Montgomery,JonesSenate
  14. Mar 25Conference Report FiledHouse of Representatives
  15. Mar 25Conference Report FiledSenate
  16. Mar 26Conference Report AdoptedHouse of Representatives
  17. Mar 27Conference Report AdoptedSenate
  18. Apr 1Enrolled Bill SignedHouse of Representatives
  19. Apr 2Enrolled Bill SignedSenate
  20. Apr 13Approved by GovernorGovernor